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TITLE 15 - US CODE - SUBCHAPTER I - INVESTMENT COMPANIES
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TITLE 15 - US CODE - SUBCHAPTER I - INVESTMENT COMPANIES
15 USC 80a1 - Findings and declaration of policy
15 USC 80a2 - Definitions; applicability; rulemaking considerations
15 USC 80a3 - Definition of investment company
15 USC 80a3a - Protection of philanthropy under State law
15 USC 80a4 - Classification of investment companies
15 USC 80a5 - Subclassification of management companies
15 USC 80a6 - Exemptions
15 USC 80a7 - Transactions by unregistered investment companies
15 USC 80a8 - Registration of investment companies
15 USC 80a9 - Ineligibility of certain affiliated persons and underwriters
15 USC 80a10 - Affiliations or interest of directors, officers, and employees
15 USC 80a11 - Offers to exchange securities
15 USC 80a12 - Functions and activities of investment companies
15 USC 80a13 - Changes in investment policy
15 USC 80a14 - Size of investment companies
15 USC 80a15 - Contracts of advisers and underwriters
15 USC 80a16 - Board of directors
15 USC 80a17 - Transactions of certain affiliated persons and underwriters
15 USC 80a18 - Capital structure of investment companies
15 USC 80a19 - Payments or distributions
15 USC 80a20 - Proxies; voting trusts; circular ownership
15 USC 80a21 - Loans by management companies
15 USC 80a22 - Distribution, redemption, and repurchase of securities; regulations by securities associations
15 USC 80a23 - Closed-end companies
15 USC 80a24 - Registration of securities under Securities Act of 1933
15 USC 80a25 - Reorganization plans; reports by Commission
15 USC 80a26 - Unit investment trusts
15 USC 80a27 - Periodic payment plans
15 USC 80a28 - Face-amount certificate companies
15 USC 80a29 - Reports and financial statements of investment companies and affiliated persons
15 USC 80a30 - Accounts and records
15 USC 80a31 - Accountants and auditors
15 USC 80a32 - Filing of documents with Commission in civil actions
15 USC 80a33 - Destruction and falsification of reports and records
15 USC 80a34 - Unlawful representations and names
15 USC 80a35 - Breach of fiduciary duty
15 USC 80a36 - Larceny and embezzlement
15 USC 80a37 - Rules, regulations, and orders
15 USC 80a38 - Procedure for issuance of rules and regulations
15 USC 80a39 - Procedure for issuance of orders
15 USC 80a40 - Hearings by Commission
15 USC 80a41 - Enforcement of subchapter
15 USC 80a42 - Court review of orders
15 USC 80a43 - Jurisdiction of offenses and suits
15 USC 80a44 - Disclosure of information filed with Commission; copies
15 USC 80a45 - Reports by Commission; hiring and leasing authority
15 USC 80a46 - Validity of contracts
15 USC 80a47 - Violation of subchapter
15 USC 80a48 - Penalties
15 USC 80a49 - Construction with other laws
15 USC 80a50 - Separability
15 USC 80a51 - Short title
15 USC 80a52 - Effective date
15 USC 80a53 - Election to be regulated as business development company
15 USC 80a54 - Acquisition of assets by business development companies
15 USC 80a55 - Qualifications of directors
15 USC 80a56 - Transactions with certain affiliates
15 USC 80a57 - Changes in investment policy
15 USC 80a58 - Incorporation of subchapter provisions
15 USC 80a59 - Functions and activities of business development companies
15 USC 80a60 - Capital structure
15 USC 80a61 - Loans
15 USC 80a62 - Distribution and repurchase of securities
15 USC 80a63 - Accounts and records
15 USC 80a64 - Preventing compliance with subchapter; liability of controlling persons
‹ TITLE 15 - US CODE - CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS
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15 USC 80a1 - Findings and declaration of policy ›
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